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CT AG Tong Warns of CT UCC Statement Service $90 UCC Report Scam

CT UCC Statement ServiceJanuary 19, 2024Connecticut Attorney General

Summary

Connecticut officials, including Attorney General William Tong, warned businesses about a scam by CT UCC Statement Service, which charges $90 for free UCC reports. The company's mailings are designed to look like government documents, but reports are available for free at business.ct.gov. Businesses should verify notices and avoid paying fees for free services.

Contract Impact

In-house legal teams should review vendor and third-party service agreements, particularly those involving government-like services or filings. Focus on clauses describing the scope of services, fee structures, representations of affiliation with government entities, and required disclaimers. Verify that contracts clearly state the provider's independent status and that fees are only for optional services, not for mandatory government filings. Consider adding terms requiring vendors to provide clear, conspicuous disclaimers about non-affiliation and to reference official government portals for free services. Also review termination and payment clauses to prevent unauthorized recurring charges.

Contract Search Terms

UCC financing statementgovernment imposterfalse affiliationservice feesdisclaimerSecretary of Statebusiness.ct.govUniform Commercial Codethird-party service providerunauthorized fees

Violation Types

Entity Details

Entity

CT UCC Statement Service

Industry

Other

Official Sources

Related Enforcement Actions

CT

National Highway Traffic Safety Administration

Connecticut Attorney General William Tong joined a coalition of states and local governments in filing suit against NHTSA over its rule weakening fuel economy standards for new passenger cars and light trucks. The lawsuit alleges the rule violates the agency’s statutory mandate and the Administrative Procedure Act; no penalty or final remedy is reported.

CT

U.S. Environmental Protection Agency

Connecticut Attorney General William Tong joined a multistate coalition suing the EPA over its repeal of greenhouse gas pollution limits for power plants and separately filed a notice of intent to sue over regulation of existing gas plants. The coalition asks the court to overturn the repeal and restore the protections; the release reports no monetary penalty or final order.

CT

Sandoz Inc. and Fougera Pharmaceuticals Inc.

$400.0M

Connecticut Attorney General William Tong announced a $400 million settlement with Sandoz Inc. and Fougera Pharmaceuticals Inc. resolving allegations that the generic drug manufacturers conspired to inflate prices, limit competition, and restrain trade. The settlement includes consumer restitution and injunctive reforms; court approval was being sought.

CT

U.S. Department of Homeland Security

Connecticut Attorney General William Tong joined a coalition of 21 attorneys general in submitting a comment letter opposing a DHS rule that allows certain affirmative asylum applications to be referred to removal proceedings without an asylum officer interview. The coalition argues the rule violates federal law and harms asylum seekers, including unaccompanied children; this was a policy opposition letter, not a privacy enforcement action.

CT

NextEra Energy and Dominion Energy

Connecticut and Massachusetts co-led a coalition protest urging FERC to reject the proposed NextEra Energy-Dominion Energy merger. The coalition argued that the merger could increase market power and threaten energy affordability, reliability, and competition; the release does not report a final enforcement decision or penalty.

CT

Unspecified home improvement contractors

Connecticut officials warned residents about potential home improvement scams before an approaching nor’easter, including unlicensed contractors, high-pressure sales tactics, and demands for full payment upfront. The release provides consumer guidance on checking contractors and contract requirements; it does not announce an enforcement action or penalty against a named entity.